Towards sustainable tuna fishing: understanding the role of private incentive mechanisms

Frazen Tolentino-Zondervan

Research output: Thesisinternal PhD, WU

Abstract

Unsustainable fishing practices, including the use of non-selective fishing methods and Illegal Unreported and Unregulated (IUU) fishing, contribute to the decline of tuna fish stocks in the Western and Central Pacific Ocean (WCPO). This has led to emergence of different public and private governance arrangements to foster the sustainable exploitation of tuna stocks. This thesis focuses on the performance of three innovative private incentive mechanisms: Fishery Improvement Projects (FIPs), International Seafood Sustainability Foundation’s Pro-active Vessel Register and eco-FADs, and Marine Stewardship Council (MSC) certification, to deliver economic incentives for improved production.  The overall objective of this thesis is to evaluate the extent to which private incentive mechanisms influence Filipino fishers’ decision to improve their fishing practices.

In order to address the overall objective, this thesis first analyses and compares the ways existing private incentive mechanisms influence the upgrading strategies of Filipino tuna fishers in the value chains (in chapter 2). Second, it evaluates the important determinants for small-scale handline fishers’ decisions to participate in two FIPs for yellowfin tuna in the Philippines (in chapter 3). Third, it examines the effect of MSC certification on the allocation of fishing days by Filipino purse seiners operating in Parties to Nauru Agreement (in chapter 4). And finally, it analyses the profitability of investments in measures needed to comply with private incentive mechanisms by Filipino purse seiners (in chapter 5).

The findings show that overall, the incentive mechanisms are able to improve the practices of fishers, however only to a limited extent. The first two chapters (chapters 2 and 3) show that producers first need to have the capabilities to meet the requirements of private incentive mechanisms, so that they can be included in the value chain and that they can realise the incentives offered by these mechanisms. However, being capable does not guarantee that producers will improve their practices. As shown in the last two chapters (chapters 4 and 5), producers must also have the willingness to upgrade, based on their risk attitude and on the ability of the economic incentive to cover the additional costs and to compensate for the increase of the risks of participation of producers. Given that producers have the availability of capabilities to upgrade and that the benefit is sufficient to opt for participation, then producers may decide to improve their practices, which may contribute to the sustainability improvement goal of private incentive mechanisms. As a consequence of this finding, the incentives, inclusiveness, and improvements must be taken into account in both the design and implementation of private incentive mechanisms.

Original languageEnglish
QualificationDoctor of Philosophy
Awarding Institution
  • Wageningen University
Supervisors/Advisors
  • Oude Lansink, Alfons, Promotor
  • Bush, Simon, Promotor
  • Berentsen, Paul, Co-promotor
Award date9 Oct 2017
Place of PublicationWageningen
Publisher
Print ISBNs9789463436236
DOIs
Publication statusPublished - 2017

Fingerprint

incentive
fishing
certification
fishery
sustainability
seafood
profitability
vessel
ocean
cost
thesis

Keywords

  • tuna
  • fishing
  • sustainability
  • sea fishing
  • marine fisheries
  • marine animals
  • environmental protection
  • value chain analysis
  • decision making
  • philippines
  • south east asia
  • business economics

Cite this

Tolentino-Zondervan, Frazen. / Towards sustainable tuna fishing: understanding the role of private incentive mechanisms. Wageningen : Wageningen University, 2017. 205 p.
@phdthesis{13cafab0b4334c5fad7f8925580d1542,
title = "Towards sustainable tuna fishing: understanding the role of private incentive mechanisms",
abstract = "Unsustainable fishing practices, including the use of non-selective fishing methods and Illegal Unreported and Unregulated (IUU) fishing, contribute to the decline of tuna fish stocks in the Western and Central Pacific Ocean (WCPO). This has led to emergence of different public and private governance arrangements to foster the sustainable exploitation of tuna stocks. This thesis focuses on the performance of three innovative private incentive mechanisms: Fishery Improvement Projects (FIPs), International Seafood Sustainability Foundation’s Pro-active Vessel Register and eco-FADs, and Marine Stewardship Council (MSC) certification, to deliver economic incentives for improved production.  The overall objective of this thesis is to evaluate the extent to which private incentive mechanisms influence Filipino fishers’ decision to improve their fishing practices. In order to address the overall objective, this thesis first analyses and compares the ways existing private incentive mechanisms influence the upgrading strategies of Filipino tuna fishers in the value chains (in chapter 2). Second, it evaluates the important determinants for small-scale handline fishers’ decisions to participate in two FIPs for yellowfin tuna in the Philippines (in chapter 3). Third, it examines the effect of MSC certification on the allocation of fishing days by Filipino purse seiners operating in Parties to Nauru Agreement (in chapter 4). And finally, it analyses the profitability of investments in measures needed to comply with private incentive mechanisms by Filipino purse seiners (in chapter 5). The findings show that overall, the incentive mechanisms are able to improve the practices of fishers, however only to a limited extent. The first two chapters (chapters 2 and 3) show that producers first need to have the capabilities to meet the requirements of private incentive mechanisms, so that they can be included in the value chain and that they can realise the incentives offered by these mechanisms. However, being capable does not guarantee that producers will improve their practices. As shown in the last two chapters (chapters 4 and 5), producers must also have the willingness to upgrade, based on their risk attitude and on the ability of the economic incentive to cover the additional costs and to compensate for the increase of the risks of participation of producers. Given that producers have the availability of capabilities to upgrade and that the benefit is sufficient to opt for participation, then producers may decide to improve their practices, which may contribute to the sustainability improvement goal of private incentive mechanisms. As a consequence of this finding, the incentives, inclusiveness, and improvements must be taken into account in both the design and implementation of private incentive mechanisms.",
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author = "Frazen Tolentino-Zondervan",
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Tolentino-Zondervan, F 2017, 'Towards sustainable tuna fishing: understanding the role of private incentive mechanisms', Doctor of Philosophy, Wageningen University, Wageningen. https://doi.org/10.18174/419424

Towards sustainable tuna fishing: understanding the role of private incentive mechanisms. / Tolentino-Zondervan, Frazen.

Wageningen : Wageningen University, 2017. 205 p.

Research output: Thesisinternal PhD, WU

TY - THES

T1 - Towards sustainable tuna fishing: understanding the role of private incentive mechanisms

AU - Tolentino-Zondervan, Frazen

N1 - WU thesis 6764 Includes bibliographical references. - With summary in English

PY - 2017

Y1 - 2017

N2 - Unsustainable fishing practices, including the use of non-selective fishing methods and Illegal Unreported and Unregulated (IUU) fishing, contribute to the decline of tuna fish stocks in the Western and Central Pacific Ocean (WCPO). This has led to emergence of different public and private governance arrangements to foster the sustainable exploitation of tuna stocks. This thesis focuses on the performance of three innovative private incentive mechanisms: Fishery Improvement Projects (FIPs), International Seafood Sustainability Foundation’s Pro-active Vessel Register and eco-FADs, and Marine Stewardship Council (MSC) certification, to deliver economic incentives for improved production.  The overall objective of this thesis is to evaluate the extent to which private incentive mechanisms influence Filipino fishers’ decision to improve their fishing practices. In order to address the overall objective, this thesis first analyses and compares the ways existing private incentive mechanisms influence the upgrading strategies of Filipino tuna fishers in the value chains (in chapter 2). Second, it evaluates the important determinants for small-scale handline fishers’ decisions to participate in two FIPs for yellowfin tuna in the Philippines (in chapter 3). Third, it examines the effect of MSC certification on the allocation of fishing days by Filipino purse seiners operating in Parties to Nauru Agreement (in chapter 4). And finally, it analyses the profitability of investments in measures needed to comply with private incentive mechanisms by Filipino purse seiners (in chapter 5). The findings show that overall, the incentive mechanisms are able to improve the practices of fishers, however only to a limited extent. The first two chapters (chapters 2 and 3) show that producers first need to have the capabilities to meet the requirements of private incentive mechanisms, so that they can be included in the value chain and that they can realise the incentives offered by these mechanisms. However, being capable does not guarantee that producers will improve their practices. As shown in the last two chapters (chapters 4 and 5), producers must also have the willingness to upgrade, based on their risk attitude and on the ability of the economic incentive to cover the additional costs and to compensate for the increase of the risks of participation of producers. Given that producers have the availability of capabilities to upgrade and that the benefit is sufficient to opt for participation, then producers may decide to improve their practices, which may contribute to the sustainability improvement goal of private incentive mechanisms. As a consequence of this finding, the incentives, inclusiveness, and improvements must be taken into account in both the design and implementation of private incentive mechanisms.

AB - Unsustainable fishing practices, including the use of non-selective fishing methods and Illegal Unreported and Unregulated (IUU) fishing, contribute to the decline of tuna fish stocks in the Western and Central Pacific Ocean (WCPO). This has led to emergence of different public and private governance arrangements to foster the sustainable exploitation of tuna stocks. This thesis focuses on the performance of three innovative private incentive mechanisms: Fishery Improvement Projects (FIPs), International Seafood Sustainability Foundation’s Pro-active Vessel Register and eco-FADs, and Marine Stewardship Council (MSC) certification, to deliver economic incentives for improved production.  The overall objective of this thesis is to evaluate the extent to which private incentive mechanisms influence Filipino fishers’ decision to improve their fishing practices. In order to address the overall objective, this thesis first analyses and compares the ways existing private incentive mechanisms influence the upgrading strategies of Filipino tuna fishers in the value chains (in chapter 2). Second, it evaluates the important determinants for small-scale handline fishers’ decisions to participate in two FIPs for yellowfin tuna in the Philippines (in chapter 3). Third, it examines the effect of MSC certification on the allocation of fishing days by Filipino purse seiners operating in Parties to Nauru Agreement (in chapter 4). And finally, it analyses the profitability of investments in measures needed to comply with private incentive mechanisms by Filipino purse seiners (in chapter 5). The findings show that overall, the incentive mechanisms are able to improve the practices of fishers, however only to a limited extent. The first two chapters (chapters 2 and 3) show that producers first need to have the capabilities to meet the requirements of private incentive mechanisms, so that they can be included in the value chain and that they can realise the incentives offered by these mechanisms. However, being capable does not guarantee that producers will improve their practices. As shown in the last two chapters (chapters 4 and 5), producers must also have the willingness to upgrade, based on their risk attitude and on the ability of the economic incentive to cover the additional costs and to compensate for the increase of the risks of participation of producers. Given that producers have the availability of capabilities to upgrade and that the benefit is sufficient to opt for participation, then producers may decide to improve their practices, which may contribute to the sustainability improvement goal of private incentive mechanisms. As a consequence of this finding, the incentives, inclusiveness, and improvements must be taken into account in both the design and implementation of private incentive mechanisms.

KW - tuna

KW - fishing

KW - sustainability

KW - sea fishing

KW - marine fisheries

KW - marine animals

KW - environmental protection

KW - value chain analysis

KW - decision making

KW - philippines

KW - south east asia

KW - business economics

KW - tonijn

KW - vis vangen

KW - duurzaamheid (sustainability)

KW - sportzeevisserij

KW - zeevisserij

KW - zeedieren

KW - milieubescherming

KW - waardeketenanalyse

KW - besluitvorming

KW - filippijnen

KW - zuidoost-azië

KW - bedrijfseconomie

U2 - 10.18174/419424

DO - 10.18174/419424

M3 - internal PhD, WU

SN - 9789463436236

PB - Wageningen University

CY - Wageningen

ER -