TY - JOUR
T1 - Control activities and compliance behavior—Survey evidence from Norway
AU - Diekert, Florian
AU - Nøstbakken, Linda
AU - Richter, Andries
PY - 2021/3
Y1 - 2021/3
N2 - Successful fisheries management relies on compliance. Compliance in turn relies on the perceived legitimacy of the existing rules and regulations, the effectiveness of monitoring and enforcement, and on the positive feedback loop between legitimacy and effectiveness. Against the backdrop of increasing incentives to violate rules and regulations in modern fisheries, there are concerns that traditional control activities relying on physical inspections, are no longer effective in safeguarding sustainability. Modern control activities, which make use of new technologies, such as camera surveillance on vessels, remote monitoring (drones, planes, satellites) and real-time monitoring of catches with automated data recording, may offer a promising alternative to enforcement officers conducting physical inspections. This paper presents evidence from a large-scale survey among Norwegian fishers, investigating (i) attitudes towards traditional and modern control activities, and (ii) how expectations about and experiences of physical inspections affect compliance behavior. We also investigate the role of individual factors on compliance, such as risk aversion, which we measure with an economic experiment. While we cannot document an effect of risk aversion on compliance behavior, we find that having experienced more controls in the past and perceiving the likelihood of future control as higher, significantly reduce rule violations. We also find that survey respondents appreciate traditional enforcement measures, while they have mixed attitudes towards modern control activities.
AB - Successful fisheries management relies on compliance. Compliance in turn relies on the perceived legitimacy of the existing rules and regulations, the effectiveness of monitoring and enforcement, and on the positive feedback loop between legitimacy and effectiveness. Against the backdrop of increasing incentives to violate rules and regulations in modern fisheries, there are concerns that traditional control activities relying on physical inspections, are no longer effective in safeguarding sustainability. Modern control activities, which make use of new technologies, such as camera surveillance on vessels, remote monitoring (drones, planes, satellites) and real-time monitoring of catches with automated data recording, may offer a promising alternative to enforcement officers conducting physical inspections. This paper presents evidence from a large-scale survey among Norwegian fishers, investigating (i) attitudes towards traditional and modern control activities, and (ii) how expectations about and experiences of physical inspections affect compliance behavior. We also investigate the role of individual factors on compliance, such as risk aversion, which we measure with an economic experiment. While we cannot document an effect of risk aversion on compliance behavior, we find that having experienced more controls in the past and perceiving the likelihood of future control as higher, significantly reduce rule violations. We also find that survey respondents appreciate traditional enforcement measures, while they have mixed attitudes towards modern control activities.
KW - Compliance
KW - Fisher behavior
KW - Fisheries
KW - Monitoring and enforcement
KW - Preferences
KW - Survey
U2 - 10.1016/j.marpol.2020.104381
DO - 10.1016/j.marpol.2020.104381
M3 - Article
AN - SCOPUS:85099022909
SN - 0308-597X
VL - 125
JO - Marine Policy
JF - Marine Policy
M1 - 104381
ER -